ゴールドマン・サックス証券株式会社

【ゴールドマン・サックス】Compliance, Regulatory Affairs and Resources, Regional Country Compliance, Vice President, Tokyo


仕事内容

https://hdpc.fa.us2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/LateralHiring/job/183135/?utm_medium=jobshare&utm_source=External+Job+Share

The team is also responsible for designing, implementing, and maintaining firmwide compliance frameworks and governance programs that support Japan-specific regulatory requirements and supervisory expectations across Goldman Sachs Japan entities such as policy governance, employee training, personal information protection, inter-affiliate outsourcing oversight including outsourcing arrangements among Goldman Sachs entities, regulatory change management, and other firmwide compliance initiatives.


応募資格(必須経験など)

Basic Qualifications
• Bachelor’s degree;
• At least 5 years of relevant work experience in Compliance, Legal, Regulatory Affairs, Risk Management, or related control functions;
• Native-level fluency in Japanese and full professional fluency in English (oral and written);
• Proficiency with Microsoft Office (Word, Excel, PowerPoint);
• Strong project management, time management, and cross-functional communication skills;
• Familiarity with financial products/markets (equities, options, fixed income) and core regulatory and compliance risk management concepts.

Preferred Qualifications
• Graduate degree in law (JD/LLM), business (MBA), public policy, or a related field;
• Significant experience representing financial institutions in regulatory interactions, exams, and inquiries;
• Demonstrated experience in policy drafting, compliance training, PIPL management, or inter-affiliate outsourcing governance;
• Experience leveraging emerging technologies/AI to optimize compliance workflows and governance frameworks.


給与
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業界
外銀・日系証券

申込期限

注意事項


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