【JPモルガン】Japan Markets Compliance
仕事内容
Job Responsibilities:
Provide Compliance coverage for several areas, in addition to serving as the team’s subject matter expert for specific regulations in executing the following Core Practices: Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and Testing, Issue Management, Risk Assessment and Reporting, and Risk Control Self-Assessment.
Perform analysis to identify major issues and actionable opportunities, designing potential solutions, and quantifying compliance conduct and operational risk for the Markets business.
Develop and execute management, stakeholder, and regulator communications in order to communicate issues, recommendations, and status of initiatives.
Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions.
Conduct ongoing compliance monitoring activities and participate in special projects as required.
Challenge the status quo by providing critical and analytical thinking and strong decision making capabilities to identify problems, propose creative solutions, and escalate as necessary.
Develop project plans and document and analyze business systems/processes.
応募資格(必須経験など)
Required qualifications, capabilities and skills
• Possess strong written and oral executive-level communications skills.
• Detail-oriented; possess a high-level of attention to detail and quality for their work product.
• Excellent analytical skills.
• Demonstrate the ability to partner with stakeholders on projects.
• Ability to work both independently and as a core team member.
• Performs analysis to identify major issues and actionable opportunities, designing potential solutions, and quantifying compliance conduct and operational risk for the Markets business.
• Develop and execute management, stakeholder, and regulator communications in order to communicate issues, recommendations, and status of initiatives
• Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions
• Conduct ongoing compliance monitoring activities and participate in special projects as required
• Challenge the status quo by providing critical and analytical thinking and strong decision making capabilities to identify problems, propose creative solutions, and escalate as necessary
• Develop project plans and document and analyze business systems/processes
Preferred qualifications, capabilities, and skills
• Bachelor's degree with relevant licenses and certifications preferred.