【モルガン・スタンレー】Legal and Compliance, FID Compliance, Vice President or Executive Director
仕事内容
https://morganstanley.eightfold.ai/careers/job/549800864779?domain=morganstanley.com&hl=en
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the firm’s invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm’s businesses.
応募資格(必須経験など)
Qualifications
Skills required (essential)
· Substantial experience (typically 10+ years) in Fixed Income Compliance, Legal, Regulatory Affairs, or a related control function, preferably within a global financial institution;
· Deep knowledge of Fixed income products and markets, including derivatives, structured products, financing transactions, and other non-flow businesses;
· Strong understanding of applicable Japanese regulatory frameworks, including the Financial Instruments and Exchange Act, Commodity Derivatives Transaction Act, relevant derivative regulations, Money Lending Business Act, Insurance Business Act and related regulatory requirements;
· Demonstrate ability to identify emerging regulatory, compliance, and conduct risks and to develop pragmatic, risk-based solutions in partnership with business stakeholders.
· Strong leadership, stakeholder management, and influencing skills, with the ability to build credibility and foster effective partnership, and drive strategic initiatives across all levels of the organizations;
· Proven ability to operate independently, exercise sound judgment, and manage competing priorities, and deliver results in a dynamic and evolving environment;
· Excellent analytical and problem-solving skills, with the ability to assess complex issues, balance competing considerations, and provide clear, actionable advice;
• Exceptional written and verbal communication skills in both Japanese and English, with the ability to effectively engage with senior management, business leaders, control function partners, and regulators;
• Experience in managing regulatory relationships, including regulatory inquiries, examinations, inspections, and other supervisory interactions; and,
• Collaborative and inclusive leadership style, with a strong commitment to teamwork, talent development, and organizational effectiveness.
Skills desired
• Proficient in various PC skills, including Microsoft Office Suite (Excel, Word, PowerPoint), data management tools, and digital collaboration platforms.
• Solid understanding of AI solutions, particularly in leveraging technology to improve and enhance business processes.